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HFM USA is an investment adviser under the Investment Advisers Act of 1940, as amended, and regulated by the United States Securities and Exchange Commission (“SEC”). HFM USA’s investments have not been recommended by any United States of America federal or state securities commission or regulatory authority. Furthermore, the foregoing authorities have not confirmed the accuracy or determined the adequacy of the information contained in this website. Any representation to the contrary is a criminal offense.
The Information is intended:
solely to provide general information about HFM USA and its subsidiaries/affiliates and the products and services available through HFM USA
only for investors (each a “Sophisticated Investor”) that are both:
accredited investors within the meaning of the UNITED STATES Securities Act of 1933 (each an “Accredited Investor”); and/or
qualified purchasers within the meaning of the UNITED STATES Investment Company Act of 1940 (each a “Qualified Purchaser”).
Many of the products and services described on this website are not available in the United States. Under no circumstances should the information on this website be considered as an offer to sell, a recommendation regarding or a solicitation of an offer to buy any securities or interests in products or services sponsored by HFM USA. Such offers or solicitations will be made in the accordance with relevant United States securities laws. Accredited Investors and Qualified Purchasers are generally deemed sophisticated in financial matters such that they are capable of evaluating the merits and risks of prospective investments.
The information to which you have access in this website is being issued by Hastings Funds Management (UK) Limited registered number 5675754 (‘HFM UK’), which is authorised by the Financial Conduct Authority (‘FCA’)(FRN 459 816) to conduct a variety of financial services permitted to be pursued by alternative investment fund managers for the purposes of the EU Directive 2011/61/EU on the regulation of Alternative Investment Fund Managers, as amended or supplemented from time to time (the ‘AIFMD’), including but not limited to, serving as alternative investment fund manager to alternative investment funds (‘AIF’), investment advice and segregated discretionary portfolio management.
References to Affiliates in the text below are references to Hastings Funds Management Limited (ABN 27 058 693 388), holder of an Australian Financial Services Licence No. 238309, a wholly owned subsidiaries of Hastings Management Pty Limited (ABN 88 101 976 336), together with its affiliates.
This website, its contents and your rights and obligations as a user, whether contractual, non‐contractual, pre‐contractual or otherwise are governed by the Terms and Conditions applicable to users of this website.
HFM UK does not intend information on this website to be shown to or viewed by any persons who are prohibited from seeing such information by the laws of their country of residence or incorporation, as applicable. Users must ensure that they are legally permitted to access this Website in the country in which they do so.
This website and its content is a ‘non retail communication’ within the meaning of the FCA’s Rules
The AIFs managed by HFM UK are collective investment schemes pursuant to Section 235 of the Financial Services and Markets Act 2000, as amended or supplemented from time to time. As unregulated schemes, they cannot be promoted in the United Kingdom to the general public. Accordingly in the United Kingdom, the AIFs managed by HFM UK and interests therein may only be promoted to, and this website can only be accessed and its contents communicated to and is being directed solely to: (i) persons falling within any of the categories of “investment professionals” as defined in Article 14(5) of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemption) Order 2001, as amended (the ‘Order’) and being persons having professional experience of participating in unregulated schemes; (ii) persons falling within any of the categories of “high-net-worth entities” as described in Article 22(2) of the Order; and (iii) any other person to whom it may otherwise lawfully be made.
By accessing this website, you will be taken to have represented, warranted and undertaken that (i) you are a relevant person (as specified above); and (ii) you have read and agreed to comply with the contents of this notice.
Australia/Rest of World Disclaimers
The information to which you have access in this website has been prepared and issued by Hastings Funds Management Limited ABN 27 058 693 388, holder of an Australian Financial Services Licence (‘AFSL’) No. 238309 (‘HFML’); Hastings Investment Management Pty Ltd ABN 99 110 385 352, holder of an AFSL No. 279686 (‘HIMPL’); and/or Hastings Funds Management Asia Pte Limited (‘HFMA’), a company incorporated in Singapore, licensed under the Securities and Futures Act licence No.CMS100397-1, and regulated by the Monetary Authority of Singapore, and/or affiliates. HFML, HIMPL, HFMA and affiliates (‘Hastings’) are wholly owned subsidiaries of Hastings Management Pty Limited ABN 88 101 976 336, an Australian Proprietary Company, which is a subsidiary of Westpac Banking Corporation (‘Westpac’)
By accessing this website, you agree to be bound by the following limitations and confirm that you are an institutional investor. This website is NOT intended for retail investors. The information contained in this website is the property of Hastings. The information contained in this website is for informational purposes only, and may not be used or reproduced for any other purpose. Neither Hastings, nor any of its employees or related bodies corporate accepts any responsibility for or makes any representation or warranty as to the truth, accuracy or completeness of the information contained in this website. This website does not constitute an offer from Hastings or its related bodies corporate to issue or arrange to issue, financial products and should not be relied on as a financial product or investment advice. This website has been prepared without taking into account the investment objectives, financial situation or particular needs of any particular person or entity. Before making an investment decision, you should consider, with or without the assistance of a financial adviser, whether any investments are appropriate in light of your particular investment needs, objectives and financial circumstances.
Statements contained in this website may be forward looking statements. Such statements are inherently speculative and always involve some risk and uncertainty as they relate to events and depend on circumstances in the future, many of which are outside the control of Hastings. Any forward looking statements contained in this website are based on a number of assumptions which may prove to be incorrect, and accordingly, actual results or outcomes may vary. Any past performance information contained in this website is not an indication of future performance. It has not been audited or verified by an independent party and should not be seen as any indication of returns.
Certain information contained in this website has been obtained from published sources and/or prepared by third parties and in certain cases has not been updated through to the date hereof. While such sources are believed to be reliable, neither Hastings nor any of its affiliates assume any responsibility for the accuracy or completeness of such information. Information contained in this website is believed by Hastings to be accurate and correct, and statements of opinion in this website are considered to be reasonable at the time of this website production but Hastings does not accept responsibility for any such information, and all recipients of this website are expressly warned of the requirement to carry out their own due diligence.
This website may not be updated if facts stated within it, assumptions or expectations of Hastings change, including materially. Hastings accordingly accepts no responsibility to any person for the consequences of any person placing reliance on the content of this website. Hastings accordingly accepts no responsibility to any person for the consequences of any person placing reliance on the content of this website.
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